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Compliance

On this page, you will find all the Compliance documents related to GBI.

Our Compliance Documents

GBI is committed to maintain a compliance culture and high standards of professional conduct are maintained by every employee. The standards this compliance culture are in line with national, international and European legislation, local authorities regulations and market standards.

Compliance Documents

MIFID II Compliance

The new Markets in Financial Instruments Directive and the Markets in Financial Instruments Regulation (together “MiFID II”) will be effective as of January 3, 2018. In order to comply with these new regulatory requirements; we have updated our agreements, revised certain policies and procedures.

MiFID II Compliance

MiFID II Annual Reports - 2020

Please find below our annual reports with information about the identity of our top five execution venues and brokers for each class of financial instruments (RTS 28 reports).

MiFID II Annual Reports - 2020

MiFID II Annual Reports - 2019

Please find below our annual reports with information about the identity of our top five execution venues and brokers for each class of financial instruments (RTS 28 reports).

MiFID II Annual Reports - 2019

MiFID II Annual Reports - 2018

Please find below our annual reports with information about the identity of our top five execution venues and brokers for each class of financial instruments (RTS 28 reports).

MiFID II Annual Reports - 2018

Feel free to contact us for more information.