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MiFID II Compliance

The new Markets in Financial Instruments Directive and the Markets in Financial Instruments Regulation (together “MiFID II”) will be effective as of January 3, 2018. 


In order to comply with these new regulatory requirements; we have updated our agreements, revised certain policies and procedures, and made disclosures on specific matters as per below.


Here you can download all available MiFID II Compliance reports. For further document requests or inquiries, please contact us.


MiFID II Annual Reports

pdf

Terms of Business - Version 4

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643.25 KB
pdf

Risk Disclosures

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264.00 KB
pdf

Conflicts of Interest Policy

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313.72 KB
pdf

List of Investment and Ancillary Services - January 2019

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33.29 KB
pdf

Inducements Policy

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291.31 KB
pdf

Order Execution Policy - Summary

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350.09 KB
pdf

Information for clients of GBI on Derivative Transactions

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66.74 KB
pdf

What is the impact of fees on your investments?

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397.83 KB
pdf

Complaints Procedure

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85.28 KB

MiFID II Annual Reports - 2020

Please find below our annual reports with information about the identity of our top five execution venues and brokers for each class of financial instruments (RTS 28 reports).

MiFID II Annual Reports - 2020

MiFID II Annual Reports - 2019

Please find below our annual reports with information about the identity of our top five execution venues and brokers for each class of financial instruments (RTS 28 reports).

MiFID II Annual Reports - 2019

MiFID II Annual Reports - 2018

Please find below our annual reports with information about the identity of our top five execution venues and brokers for each class of financial instruments (RTS 28 reports).

MiFID II Annual Reports - 2018