MiFID II Compliance

The new Markets in Financial Instruments Directive and the Markets in Financial Instruments Regulation (together “MiFID II”) will be effective as of January 3, 2018. 

In order to comply with these new regulatory requirements; we have updated our agreements, revised certain policies and procedures, and made disclosures on specific matters as per below.

Terms of Business version 4

Risk Disclosures

Conflicts of Interest Policy

List of Investment and Ancillary Services - January 2019

Inducements Policy

Order Execution Policy - Summary

Information for clients of GBI on Derivative Transactions

What is the impact of fees on your investments?

Complaints Procedure

Please click here for our annual reports with information about the identity of our top five execution venues and brokers for each class of financial instruments (RTS 28 reports).

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